Compliance & Governance

Company Policies

Our risk, surveillance, grievance, and account-protection policies — read here or download the full documents.

RMS & Margin Policy

Ashlar follows a strong Risk Management System (RMS) to monitor trading exposure, margins and client positions.

  • Monitoring of margin and MTM losses.
  • Auto square-off in case of shortfall.
  • Trading limits based on available balance.
  • Higher risk stocks may have restrictions.

RMS rules may change during volatile market conditions without prior notice.

Download Full Policy